CHAPTER TWO - EARLY JAPANESE CIVILIZATION


It might seem strange that we only discuss Japan now, several weeks into our course. However, there are reasons for this delay in ushering Japan onto the stage of world history. One is that the agricultural revolution - and everything that followed from that shift - did not occur in Japan until the 4th century BCE.  The mature development of native Japanese culture occurred around the 3rd and 4th century CE (AD); this was thousands of years after agriculture and "civilization" occurred in other parts of the world including the Asian mainland.

Another reason for introducing this civilization at this point in time/chronology is that there are no written records to tell of Japanese history until about 57 CE - and that first written reference comes from a Chinese source.  Japan did not acquire a written language, and thus its own written records, until the 6th century CE. The first formal history written by a Japanese author did not occur until 712 CE!

Not surprisingly, given the long period before written records, there is a great deal of controversy surrounding the early period of Japanese development. There are a number of debates over pre-historical / pre-written Japanese history, and these debates are complicated by their emotional and political implications. Some of these controversial issues include - who were the first inhabitants? When did they migrate to the Japanese islands? What are native/indigenous Japanese ideas, and what parts of Japanese culture and ideas were absorbed from Korea or China?   One problem in answering these questions is that by the time written records did appear, and thus written evidence in Japanese history, Japan had already experienced over a century of intensive interaction with, and thus influence from, Korean and Chinese civilizations.

These debates continue to the present day; most cannot be resolved without additional evidence.  What we discuss in this unit are some areas of early Japanese development where there is general agreement - but keep in mind some of these conclusions might have to be reevaluated and changed in the future with the discovery of new sources and evidence. 

What is clear is that once Japan experienced the changes brought about by agriculture, a very distinctive civilization resulted.  Japan developed based on deeply rooted and influential traditions; however, the Japanese also displayed the ability seen in Korea - an important willingness to absorb new ideas and undergo dramatic changes at key stages in its history. This balance of traditional ideas, and elements adopted from outside cultures, is a pattern we will trace over the next three chapters.

GEOGRAPHY

Japanese civilization was (and still is) profoundly affected by its natural surroundings. First of all, Japan is an island based civilization.  Japanese civilization emerged in a region made up of four main island groups. (see map) These islands are separated from each other, and from the Asian mainland by the Sea of Japan and Strait of Korea. (see map) The fact that Japan was an island based culture deeply influenced its development.

One important consequence was that Japan experienced long periods of isolation and separate development from the Asian mainland. This division from the rest of Asia is certainly one reason that Japan entered the Agricultural Revolution so much later than did China or Korea. This was an example of how Japanese development suffered from this isolation; Japan fell behind Korea and China in terms of technological and economic development. In its early history, and all the way to modern times, Japan will periodically face this pattern:  isolation, falling behind, and then needing to "catch up" with the rest of the world in terms of technological and economic developments.

However, there was also a very real benefit to this protective ocean "moat." Japan was protected from invaders and empires throughout virtually its entire history - escaping conquest and direct rule by Korea, China and even avoiding being absorbed by the Mongol Empire in the 13th century CE.   In fact, Japan did not experience occupation by an outside military force until this century, at the end of World War II when the U.S. occupied the islands for a number of years. This long period of independence is virtually unmatched in world history. This geographic isolation, and absence of disruptive invasion, certainly contributed to the rooted, traditional focus in Japanese culture.

Besides its relative isolation, a key feature of Japanese development was its many geographic divisions. Early Japanese civilization was divided up into islands, and within each of these islands there were additional barriers to communication. Japanese civilization developed in a land of mountains, rugged terrain and waterways. These features carved up the land and resulted in regional/ local development in politics and social life. Japan was another example of a people who suffered from geographic divisions, and resulting political and social fragmentation -  and thus suffered the consequences of violence and a military based culture.  For much of Japanese history, its political situation was one of separate, competing, warring clans.

A final geographic point to note, Japanese civilization emerged with very limited natural resources such as land suitable for living space and agricultural production.  Agricultural production was difficult since very little of the land is useful for planting. It is estimated that only about 13-16% of the land in Japan was and is arable (meaning it can be planted.) Thus the Japanese had to turn to the sea and its products to supplement their food supply and their economy.  Even today, limits on space and resources are challenges Japanese civilization must contend with.
 

THE YAYOI PERIOD

In terms of when the human story begins, it is not entirely clear when humans migrated from the Asian mainland to the islands of Japan. Since the soil of Japan is highly volcanic, no ancient bones have been found for confirmed dating. Some scholars date human presence as far back as 30,000 BCE based on apparent tools, while other scholars only perceive a clear human presence beginning in 10,000 BCE.   Bottom line, by at least 10,000 BCE, humans were living on the islands as hunter/gatherers. This period of hunting and gathering lasted a long time in Japan. Clearly, one of the important consequences of Japan's isolation was that these island dwellers did not borrow agricultural techniques from their neighbors in Asia.  From at least 10,000 all the way to 300 BCE, people in Japan remained Paleolithic hunters and gatherers - this is what is referred to as the Joman culture.  Japan's Paleolithic lifestyle lasted until the last centuries of the BCE period.

Sometime in the 300's BCE, a critical event occurred. Within a very short period of time, Japan caught up with the technology and knowledge of the Asian mainland.  Apparently, this leap in Japanese development was due to a migration of peoples (who brought with them their technology) from the Korean peninsula into Japan. The indigenous, hunter-gatherer peoples, called the Ainu, were easily dominated by this new group of migrants from the Korean peninsula.   It is believed that the population of people we identify today as "Japanese" are descendants of this migrant population which came from the Asian mainland in the 4th century BCE.

This period represented the first dramatic example of the infusion of new ideas and thus rapid development; it is referred to as the Yayoi period and sometimes the Yayoi migration.  During this Yayoi period, Japan underwent the Agricultural Revolution and acquired knowledge of  bronze and iron technologies - all within a very short space of time! This transition between the Joman and the Yayoi periods represented an enormous leap in development over the space of a few centuries. Recognize, this is a pattern repeated in Japanese history - Japan experienced relative isolation and fell behind in development, followed by rapid adoption and assimilation of outside ideas and knowledge.

The assimilation of agriculture during the Yayoi period marked the beginning of the development of Japanese "civilization."   From the period 300 BCE to about 500 CE/AD, Japanese civilization followed the path we are familiar with - agriculture produced surpluses, which enabled increased population, settled existence, and complex social/political relations.  Although there is evidence that some migration from the Korean peninsula into Japan continued during these centuries, once agriculture was learned, the development of Japanese civilization during the ensuing centuries took place in a situation of continued relative isolation.

Important native traditions emerged during this period; the time from 300 BCE to about 500 CE is considered the formative period of Japanese civilization.   Although later Japanese culture was influenced by its Asian neighbors, native Japanese traditions from this formative period proved very strong and remained a critical part of modern Japanese civilization.  (see detailed discussion of Joman/Yayoi cultures)

SHINTO

Japanese religious beliefs were one traditional area of development during the Yayoi period. To repeat, there is controversy about this early period of development since there are no written records; by the time Japanese wrote down their religious ideas and history, they had already been profoundly influenced by China - and thus Buddhism and Daoism.  Nevertheless, important religious ideas continue to be linked to this earlier isolated period of Japanese development - religious traditions that are considered native to Japanese development.   After the introduction of writing, the 8th century CE, these informal native religious beliefs and patterns were formalized into a structured religion called Shinto - the Way of the Gods.

Fundamental to the traditions of Shinto was a deep and profound connection to the natural world.  Major forces such as rain, wind and the sun were associated with deities. It was an important part of the religion to maintain good relations with these deities. But Japanese believed that all parts of the natural world were associated with gods or spirits - these spirits were called kami.  The belief was that particular natural sites such as a waterfall or mountain or stream are directly inhabited by and protected by a protective spirit or god. These sites are sacred.  The gods and spirits are immediate and within all parts of nature.  This belief is referred to as animism.  In the Shinto tradition, the Japanese showed (and still show) respect and reverence for these local, surrounding spirits through rituals and sacrifices.  For example, a small alter might be created for offerings presented to the spirit or kami protecting a particular waterfall, or a unique arrangement of rocks, or a beautifully twisted tree.

Even after the introduction of other religious ideas, this deep connection to the natural world and natural beauty continued to influence Japanese spirituality, and is evident in Japanese architecture, art and poetry.  Shinto also encompasses the idea of ancestor worship. Departed ancestors, it was believed, became kami upon death. It was an important part of Japanese religious life to maintain connections to these ancestral spirits. (see Japanese creation story)
(go to lengthier description of Shinto)
 

THE CLAN

Geography's effect was probably most apparent in the political and social organization that emerged in Japan between 300 BCE and 600 CE. Japanese civilization emerged as yet another divided region - people organized themselves on a local basis rather than as part of a larger state or empire. In different regions, the primary bonds between people were based on family. In different regions, political and military power was held by a powerful family (a clan or uji.) These clans linked people of a shared bloodline; the clan was a broad-based form of family identification which might include hundreds of people. The Japanese clan is often compared to the Scottish clan in terms of the broad definition of "family" and kinship.

Leaders of these dominant clans became powerful regional leaders. The head of the family or clan, referred to as the clan leader or chief, was the political head of members of the clan as well as those under the control of the clan.  Protection of clan members and clan lands was provided by the clan army or warriors; these warriors had the highest status in the clan. These clan leaders and the warrior elite later evolved into Japan's aristocratic or noble class, based on their early economic and military dominance. Within the clan-controlled region, residents served different functions in the local society. Some clan members produced goods or crops for the benefit of clan members. Other were clan slaves - usually these slaves were prisoners of war.

Thus social hierarchy and political leadership was structured within a clan. For those with a small or declining clan, they would often affiliate themselves with (or be conquered/absorbed by) a more powerful clan; it was necessary to be connected to such a community and protecting army. Recognize the importance of the clan system - in addition to the geographic divisions in Japan, this clan based society reinforced and cemented Japan's divided and regional political culture, based on local loyalty and local leaders. This divided pattern will continue as a tradition in Japan for the next several centuries. Such division also resulted, (as we have seen before) in a tremendous amount of violence between clans or regional leaders.  (see map)

Even religion was clan-based. Although there did exist shaman (holy women and men) who helped the early Japanese connect with their gods and ancestors, the clan leader came to be responsible for performing important religious duties for the good of the clan. One of the duties of the clan leader was to maintain the connections with departed ancestors. Thus the clan leader became the priest for the clan. It was important for the clan leader, acting as priest, to maintain the protection and benevolence of the deities - both the most powerful gods/goddesses and the local kami.

A very important idea is traced to this Yayoi period. This was the idea that family lines or clans were directly connected to particular deities. The traditional idea was that each major clan traced its heritage to a founding ancestor, and these ancestors were often viewed as semi-divine offspring of gods/goddesses.  Clan leaders, then, carried out the religious obligations necessary to maintain the connection and protection of this clan deity.

THE YAMATO RULE

Rule by local clans had taken firm root by about 300 CE; and not surprisingly in a society of division and military conflict there was a struggle for dominance between the powerful clans.  One clan, the Yamato, began to accumulate a prominent degree of control between 300 - 600 CE. The Yamato clan enjoyed an economic prominence due to its possession of the agriculturally productive Yamato plain.   This clan also established a powerful military dominance over several other clans. The Yamato clan leaders claimed kingship based on this economic and military dominance.  Other clans were to acknowledge their power and superiority through tribute and military loyalty.  However, to further support this claim to rule, the Yamato clan also turned to religion to justify claims.

The Yamato clan asserted that the ancient founding member of their clan, Jimmu, was descended from Amaterasu, the sun goddess.  According to the Yamato clan (and ideas of Shinto), Amaterasu was the most powerful deity in the heavens, standing atop the heavenly hierarchy.  Thus the Yamato clan argued that the Yamato family line should rule on earth - as a reflection of the same hierarchy in the heavens.  The idea was that since the Yamato were deeply connected to the most important deity in the heavens - they should be the rulers on earth to maintain a balance between humans and the heavens. The obvious implication of this argument is that the Yamato clan could never be replaced by another family - since no other family line could claim as strong a connection to the gods.

Tracing their lineage back to the Sun-Goddess proved to be a very effective basis for continued Yamato rule. By the 7th century CE, these leaders called themselves emperors. This religious basis for Yamato emperor-ship (or imperial power) was in fact so successful that this family line is still the Japanese imperial family TODAY.  The Yamato clan is the oldest dynasty in human history.

Recognize, however, that this dynasty faced great difficulty in translating this religious status and spiritual role into real political power.  The Japanese imperial tradition, built up during the period 300 - 600 CE established the Japanese emperor as an untouchable spiritual and symbolic leader, connecting the Japanese people and their deities.  However this leadership ultimately lost its military dominance and had only limited symbolic power.  For most of Japanese history, the emperor did not have true or effective political power.  Military and political power remained in the hands of local leaders - clan heads.

Put simply, the Japanese emperors through the centuries would reign, but would not truly rule.  Despite efforts by some emperors to achieve real central control, the Japanese emperor traditionally served as a symbolic ruler in Japan - important as a spiritual figure head who represented all the Japanese people, and connected them to the gods.  But the emperor did not rule day to day over the key instruments of state power.  Even today the Japanese imperial family has maintained this strong symbolic and spiritual importance. The belief that the emperor was semi-divine in fact lasted until the 20th century; the claim of the emperor to be semi-divine officially ended only at the end of World War II during American occupation of Japan when the emperor renounced his divinity on the radio (Even then, this act was seen by some Japanese as commanded by American occupying forces).  The current national interest and debate surrounding the fact that the Crown Prince and his wife have not had a son, (since daughters are not seen as legitimate heirs) reflects the continued importance for many of this traditional, rooted dynasty. (see recent news article)

These Japanese religious, social and political traditions developed in relative isolation, laying the basis for distinctive Japanese patterns and ideas.  Then, around 500 - 600 CE, Japan's period of isolated development ended and Japan underwent an influential period of borrowing from Korea and China. We discuss these changes in the next chapter.


Interesting Related Web Sites

Ancient Japanese Timeline - with links
Internet Resources on Japan


GO TO CHAPTER THREE