CHAPTER TWO - THE MONGOL EMPIRE


For the regions of Asia, the Near East and Eastern Europe, the 13th century was dominated by a remarkable episode of empire-building, one which mirrored many patterns discussed in class.  This was the creation of the massive Mongol empire. In some respects, however, this example of empire-building was a truly unique event. Emerging out of the unforgiving terrain of Central Asia, a confederation of nomadic tribes conquered the greatest civilizations of Asia and the Near East, and were able to hold onto this power for over a century. The Mongols, a tribal people, for years no more than an irritating and occasional raiding force in Central Asia, suddenly emerged as the dominant military power in Asia. It was one of the few times the nomads, the "barbarians", defeated the city dwellers!

In just a few decades, the Mongols swept across the continent, creating an empire that at its height stretched from the Pacific Ocean to the Danube river in eastern Europe, and from the southern stretches of the Silk Road to regions bordering the Arctic! The Mongols were one of the few tribal peoples to achieve such success (the Bedouin of Arabia were another); however, the truly unique aspect of Mongol rule was how they achieved this unified power. There was no bureaucratic state that tied these tribes together into a powerful force, nor a unifying religion such Islam which transformed Arab power. Instead Mongol tribes united, and dominated, based on shared traditions of a warrior culture, and the charisma and loyalty generated by one man - Jenghiz Khan.
 

EARLY MONGOL SOCIETY

For centuries leading up to the 1200's, the Mongols existed on the fringes of world history interactions. Centered in the steppe region that today includes Mongolia and Siberia, the Mongols lived as nomadic tribes. In parts of this region, Mongol tribes people today still live in much the same way as their ancestors. The geography of Mongolia was (and is) extremely harsh. Large scale agriculture was not possible; the weather was extreme and there was little protection from harsh winds and cold on these plains. To survive required movement; the Mongols survived based on their hardiness and adaptability. Using their amazingly sturdy Mongolian horses (a specific sub-species of horse), Mongols relied on hunting the animals of this region, gathering what they could and herding domestic animals between sporadic fertile patches. To supplement this sparse existence, the Mongols, like many tribal peoples from this region, occasionally raided caravans or frontier towns to the south.  

The structure of their society was informal. The tribes were linked by blood ties; family and kinship were the primary bases of loyalty. It was a military based society.  Mongol tribes often warred with each other - the almost inevitable result of a divided society.  Because of the need for defense in a land of scarce resources and competing groups, those with the military and riding skills necessary to provide food and security were the elite.  The tribal chief was determined by his military skills and ability to command the respect and loyalty of the warrior elite.

The religious beliefs of the Mongols were nature based, polytheistic belief in many deities and an animistic relationship to the natural world around them based on the worship of surrounding spirits. The sky, and the color blue, was sacred - not surprising for a people living on the plains.  Shaman, or holy men, provided the connection between the Mongols and the natural world of gods and spirits.

The Mongols did not have a formal, structured religion, nor sophisticated cultural or political development. This proved important; it meant that even though the Mongols were able to conquer vast regions through military might, in the end, they did not actually impose or transplant formalized cultural and religious ideas into these conquered regions.  In this way, again, they represented a distinct and unusual example of empire-building.
 

JENGHIZ KHAN

Traditionally, the separate (and usually competing) Mongols had an annual gathering of Mongol tribes during which inter-tribal transactions took place such as trade and marriage arrangements. At these annual gatherings, the tradition was to choose a head Mongol chief for the purpose of mutual defense from neighboring tribes. This was a position with very little real power; local tribal chiefs only followed this head chief when faced with an outside and shared threat. The turning point for the Mongols, and Asia, was in 1206 CE when the tribal chiefs chose a highly respected chief named Temujin as the head chief.

Temujin took the position of head chief and transformed it into a real position of leadership among the Mongol tribes. Based on his fame as a warrior and the awed respect he could command, Temujin was able to tie the Mongol tribes to him through oaths and alliances. He created a unity among the Mongol tribes based on their common allegiance to him; in essence he created a unified Mongol people and army built on his personality, charisma and the military respect he commanded from the warrior elite. Building on this core base of loyal Mongol chiefs and warriors, Temujin then built up alliances with neighboring Turkish tribes in Central Asia, ultimately creating an impressive army of highly skilled, very tough warriors led by an unquestionably brilliant leader. Temujin took the title Jenghiz Khan  (also translated as Genghis or Chinggis Khan) which is roughly translated as "Ruler between the Seas" or "Ruler of the World." Jenghiz Khan came close to fulfilling this ambitious title.

MONGOL EXPANSION

The dramatic success of the Mongols resulted from a number of factors. First and foremost the Mongols were a very skilled people. The mobility enabled by their tough horses, which was essential for survival on the harsh Mongolian plains, now enabled rapid mobilization and deployment of armies against enemies. Mongol warriors could live off the land (thus keep moving) and their ponies could survive on the worst scrub grass. This mobility, not tied to cities or supply lines, meant Mongol armies always exceeded the expectations and calculations of settled "civilized" armies in terms of their speed and ability to cover distances in remarkably short periods of time.  Foes of the Mongols were often caught by surprise by their speed and how fast their troops were able to move.  Mongols could also shoot accurately at full speed across long distances (necessary for a hunting people.) According to some reports, the Mongol warrior was expert at firing facing backward while galloping. Obviously, these skills translated into victory on the battlefield.

Another feature of Mongol success was their willingness to use the most brutal level of violence and terror. A critical part of the human story of the Mongol expansion is the tremendous suffering experienced by those conquered. In what was generally speaking a violent time of war and expansion, the Mongols gained a long-lasting reputation for unheard of levels of savagery, slaughter and merciless treatment of foes and conquered peoples. This reputation alone helped the Mongols to intimidate armies, and sometimes made towns and cities surrender immediately - begging for mercy if they surrendered without a fight. Terror was also the method by which the Mongols attempted to hold onto their empire.

Finally, there was the unquestioned military brilliance of Jenghiz Khan. He understood the subtleties of warfare, for example the need for espionage. He sent spies into a targeted city prior to a war or siege to find out information on supplies and internal divisions. He used tricks and ploys on the battlefield - including the classic steppe trick of attacking, pretending to retreat, and then ambushing the pursuing troops. Astonishingly, many armies/opponents continued to fall prey to this ploy. In the annals of military leaders, Jenghiz Khan is studied alongside leaders such as Hannibal of Carthage and Alexander the Great for his successes, and his ability to adapt, and surprise foes.

It should be noted that although those in the West often used the phrase "Mongol Hordes" which implies that Mongol success was a matter of numbers, the fact is that the Mongols were usually outnumbered in battle. The core of the Mongol army was only about 60,000 men (with auxiliary Turkish allies.)  And yet, these tribal peoples, by some measures "uncivilized", defeated larger forces, the greatest armies of China, Byzantine forces, Russian city-states, and armies in the Islamic world. For almost a century, the entire region of Asia and the Near East was dominated by conquest, or fear of conquest, by the Mongols

THE MONGOL EMPIRE

Once the energies that tribes had spent fighting each other were now turned outward, the Mongols (like the Arabs centuries earlier) seized the chance to conquer their richer, settled neighbors. Between 1206 and the year he died 1227, Jenghiz Khan initiated invasions to the south and headed West along the Silk Road routes. The Mongols' primary focus was the conquest of the great power of China to the South, defeating the northern regions of the Song Dynasty and challenging the Southern Song leadership. Jenghiz Khan also initiated several successful campaigns against Islamic leaders. (see map)

After Jenghiz Khan's death, the war machine that Jenghiz Khan created continued under the leadership of his family. Mongol forces under the able leadership of his sons and grandsons continued the process of Mongol conquest and expansion. His son Ogedai succeeded him as the Great Khan, and in the different regions of the empire, expansion was carried out by his grandsons - men like Batu, Hulagu (1217-1265) and Kublai Khan (1216-1294).

Between 1206 and the mid 1300's, the Mongol empire reached its peak. In Europe, by 1242, Mongol armies had sacked the city-state of Kiev in Russia. Other Russian city-states were easily defeated. The region of Russia remained under Mongol rule for over two centuries! In the Near East in 1258, after the defeat of numerous Islamic cities, Hulagu killed the last Abbasid caliph, ending centuries of Islamic control dating back to the Arab conquests. Mongol forces pushed all the way to Syria, and were prevented from entering Egypt only by an important defeat at the hands of the Mamluks. This battle also saved the rest of North Africa.  In China, the city of Beijing was conquered in 1234.  A Mongol-led dynasty was declared by Kublai Khan in 1271 - and it lasted until 1368.  After Jenghiz Khan's death, the role of Great Khan passed to his son Ogedai.

Under the Great Khan, the Empire was ruled as four massive regions:

  • The Khanate of Russia (called the Golden Horde) - for a time ruled by Batu (grandson of Jenghiz Khan)
  • The Il-Khanate of Persia
  • The Khanate of Turkistan (Central Asian territories and Silk Road routes)
  • The Khanate of China - ruled for a time by Kublai Khan. This region included Mongolia, Manchuria, Korea, Tibet and ChinaChina was considered the most important part of the Mongol empire. The Great Khan of China was the final authority in the empire, although the Khans in the other three areas did establish a large degree of control.  (See map)
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Not all areas were absorbed; geography proved to be the biggest obstacle to Mongol forces which relied on tactics developed on the plains of Central Asia. In Southeast Asia, the jungles protected those in Annam (Southeast Asia) from the mobile horsemen. Further East, the Mongols did conquer Korea, Koreans suffering here from their connection to the Asian mainland. Japan, however, benefited from its protective moat.  From their base on the Korean peninsula, the Mongols launched two unsuccessful attacks on Japan. In 1274 and again in 1281 Kublai Khan sent an enormous invading force into Japan, the Mongol navy consisting of an enormous number of boats and warriors. In both attempts, the bulk of the Mongol navy was either sunk or forced to turn back due to typhoon winds that blew up in the Strait.  After 1281 the Mongols did not try again. The Japanese saw these protective winds as sent by their nature deities, and the protective storm was termed kami kaze - the divine wind. (Recognize the power of this idea, the belief in this power to protect from invasion encapsulated by this word in Japanese historical memory.)

Another area spared was the distant region of central and western Europe. Mongol armies did conquer Russia, Eastern Europe and reached within striking distance of Vienna (the gateway city to Central Europe.) In the 1240's, the Mongols launched a devastating campaign against Poland and Hungary, easily defeating European armies in these regions and inflicting enormous European casualties. However, after this Hungarian campaign under Batu, the Mongols halted. It appears that the rest of Europe was spared Mongol destruction and conquest for a number of reasons.  One reason was sheer good luck. Ogedai (the Great Khan) died in 1241 and in accordance with Mongol tradition, all the descendants of Jenghiz Khan had to gather in Mongolia to select the next Great Khan. Batu took his forces back to Asia and did not return to resume the campaign against Europe.  Problems of over expansion are also offered as reasons by historians for the limited interest of Mongols in European conquest. Finally, there is the simple fact that there was little of interest to the Mongols in Europe (as compared to other potential areas.) The reality is that Western/Central Europe in the 1200's was no great prize. There was no Charles Martel who saved Europe from invasion; it was more a matter of luck and timing! It is an interesting question as to what might have happened had the Mongols continued West into what was at that time a divided and weak feudal Europe.

It is an important indication of how they dominated the age, however, that the Mongols (also referred to as Tatars) struck terror in the hearts of Europeans as far West as Ireland - by sheer reputation. The cultural memory is still there, the words "Mongol Hordes" resonate in Western culture despite the fact that these regions never directly experienced the terror of Mongol invasion. This is a reflection of the power of the reputation of the Mongols. Certainly the historical memory is even stronger for those who experienced their brutal rule in Asia and the Near East.  In the next chapter we look at some of the consequences of the Mongol Empire, and its eventual demise.


Interesting Related Web Sites

Impressions from Mongolia
Lands of Genghis Khan (National Geographic)
Topics in Mongol History - Medieval History


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