CHAPTER THREE -

THE HAN DYNASTY IN CHINA


Further to the East, China was also undergoing important political changes during the late BCE and the early CE period.  As in India, the importance of traditional ideas and structures in preserving Chinese achievements were clearly apparent during dangerous periods of political upheaval.  However, in China, the political pattern was less turbulent.  Chinese civilization had actually achieved meaningful unification and central rule early on under the Qin dynasty.  Traditional patterns and bureaucratic structures which took root during the Qin and Han dynasties enabled China to withstand and weather later threats and crises - ensuring a remarkable degree of cultural integrity and continuity.  We briefly outline these centuries, a period when the framework of a successful state was formed, tested, and endured.

THE HAN DYNASTY

In Unit 5, we discussed the fact that Chinese civilization was politically consolidated between 221 - 206 BCE under First Emperor and the repressive but effective Qin dynasty.  However, the harsh policies of Legalism were simply unacceptable to the Chinese people and resulted in the overthrow of the Qin Dynasty.  In the midst of rebellion and upheaval, a new leadership replaced the Qin family and claimed the new Mandate of Heaven - this was the Han Dynasty. This dynasty was established by Liu Bang, one of the few peasants in Chinese history to achieve political prominence.

Han Dynasty leaders benefited from the bureaucratic structures created by the Qin state, for example the military draft and tax system.  However, one of the most important actions taken by the Han leadership was to reject Legalism as the basis for rule.  Although not accomplished immediately, Han leaders shifted the focus from Legalist punishment and repression and instead utilized the ideas and emphases of Confucianism as the basis for legitimacy and rule.  Over time Confucianism became the official ruling philosophy and justification for Han rule and policies.  Confucianism in fact became the foundation for all dynasties that followed. This advantageous combination of a strong state bureaucratic structure, and an acceptable ruling ideology, produced one of the longest dynasties in Chinese history;  the Han Dynasty lasted from 206 BCE - 220 CE.
 

CONFUCIANISM

Confucianism as a philosophical tradition was based primarily on the ideas of Confucius, preserved in oral and written form after the death of Kung Fu Tzu in the 5th century BCE.  Over the centuries, other thinkers and writers contributed additions, revisions or refinements to the ideas of Confucius - producing the philosophical tradition of Confucianism.  During the Qin Dynasty, many Confucian texts were burnt and some scholars executed.  But after the collapse of this repressive regime and the establishment of the Han Dynasty, Confucian knowledge and philosophy was revived as Confucianist texts were recovered and studied with renewed interest.  In some remarkable cases, Confucian classics survived only because they were memorized by dedicated students of Confucian thought!  Thus, Confucianism as a philosophical tradition reemerged and took root during the Han dynasty, and ultimately became a fundamental and defining influence in Chinese life and culture.  Confucianist ideas of traditional family/social duties and obligations became deeply embedded and practiced in social interactions during this formative dynasty.

It was also during the Han Dynasty that a traditional educational emphasis based on Confucian ideals became institutionalized.  Reflecting the Confucian emphasis on the past, the study of history as a discipline emerged during this dynastic period.  History remained an important field in Chinese scholarship for the next several centuries. The power and prominence of historical study is logical in a culture and educational system dedicated to preserving the wisdom and patterns of the past. Some of the prominent Han historians included Ssuma Ch'ien and, notably, Ban Zhao, a women who managed to overcome gender barriers to became an established and renowned historian.  Not just historical and Confucianist studies flowered during the Han, the increased focus on literacy and scholarship also resulted in impressive achievements in Chinese science and mathematics.  The Han Dynasty was a time of astounding intellectual and cultural achievements.  Education as a core emphasis in a Confucian-based society is evident with the establishment of the first university in 124 BCE!

Political rule and structures during the Han period also became closely connected to Confucianism.  Specifically, the first civil service exam based on Confucian classics and other historical texts took place during the Han dynasty.  All-important bureaucratic officials, part of the ruler-to-ruled cardinal relationship, had the responsibility for helping to run the empire, and maintain the Mandate of Heaven for the dynasty.  These elite were selected based on their mastery of a Confucianist based education - selected by a civil service exam that tested that specific knowledge.  The Confucian exam solidified a connection between Confucianism and the dominant political culture of the ruling elite - and this connection was maintained for close to two thousand years!!  The institutionalization of a conservative, Confucianist political culture was thus a foundation laid down during the Han.

Thus, it was during the Han Dynasty that China became firmly rooted in Confucianist ideals in all areas of social, educational and political life; this traditional foundation remained a dominant feature in Chinese civilization until the 20th century.  Even in the modern age, despite recent political upheaval and Communist ideological challenges, China is still fundamentally a Confucianist based society.

EXPANSION

Another important achievement which took place during the Han Dynasty was the expansion of the Chinese state - an impressive empire was built that lasted for several centuries.  This expansion was made possible by the centralized tax system and military forces put in place by First Emperor. Using these state powers, Han leaders carried on a series of campaigns that expanded Chinese control as far south as Vietnam, as far East as Korea, and pushing deep into Central Asia. 

Expansion into the West had important repercussions for world history. In an effort to push back the constant threat of Hun nomads, the Han dynasty under the leadership of emperor Wu Ti pushed Chinese control far past the end of the Great Wall, extending the presence of the growing Chinese state into Central Asia and along the routes of the Silk Road.  (see map) Recognize, Chinese expansion westward was taking place at the same time the Roman empire (which controlled the Mediterranean trading world) was itself establishing extensive trading relations heading East. The Parthian empire (a Persian based empire), sandwiched in between the growing empires of Rome and the Han, operated as an intermediary and facilitated trade between these two great empires of the East and West.  Trade routes were thus secured from the Mediterranean all the way to China for the first time.  (see pictures)

China's expansion westward during the Han Dynasty secured trade routes along the Silk Road and tied China closer to other cultures than had ever been experienced before.  China's centuries-long period of relative isolation ended with Han expansion and this securement of trading connections.  China entered its first "international" age.   As a result of its control of portions of the Silk Road, China came into extended contact with the ideas and contributions of other cultures, infusing this traditional culture with enriching new ideas and technologies.  The most important idea that the Chinese were exposed to, one which deeply influenced their culture, was the religion of Buddhism.  The diffusion of Buddhist beliefs and sects from India and Nepal into China dramatically increased as a result of Han expansion and the cultural connections which flourished.

The world became smaller and increasingly tied together as China became part of international trading relations and participated in the resulting interchange of trade, diseases and ideas.  Recognize, however, the long centuries of earlier traditional development reinforced by the ideas of Confucianism meant that although China was influenced by outside ideas, the fundamental emphases on Confucian ideas and Chinese history and traditions remained unchallenged.  China during the Han Dynasty remained a deeply traditional, Confucian society, but now was increasingly exposed to and influenced by aspects of other cultures.

The period of the Han Dynasty was a time of relative prosperity and stability. However, as so often occurred in the dynastic cycle of Chinese history, problems did emerge due to governmental corruption and infighting.  In addition, empire building and expansion was expensive and the burden of paying, and dying, for the creation the Han empire fell heavily on the peasants.  Not surprisingly, peasants became increasingly restive and even rebellious in later years.  An increase in peasant rebellions, bitter political infighting and declining governmental effectiveness, as well as the occurrence of natural disasters, ultimately signaled the end of the Mandate of the Heaven for the Han Dynasty.   It collapsed by 220 CE.

The collapse of the Han created a very dangerous situation for China - there was no leadership strong enough to claim a new Mandate. No single dynasty succeeded the Han leadership for the next 300 years - instead China went through a period of political division and warfare. However, remarkably, the traditional social, educational and political patterns of Confucianism which had been established during the four centuries of Han rule did succeed in preventing a complete collapse or break down.  Traditional focus and continuity preserved the achievements of the Chinese civilization, even during a time of political crisis, enabling a recovery that we will address in the next chapter.


Interesting Related Web Sites

Buddhism - Links
Chinese Poetry
Buddhist Studies Virtual Library
Internet East Asia History Sourcebook


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