CHAPTER THREE - CONFUCIANISM


CONFUCIUS

Of all the philosophies or ideologies which emerged during the period of the "hundred schools of thought", none had the impact or longevity of Confucianism. There is, quite simply, no way to understand the continuity and success of Chinese civilization without understanding the key ideas of Confucius, and the impact these ideas had on Chinese culture and politics.  The teacher / thinker who founded this ideology - Kung Fu Tzu (Confucius) - is arguably the most important figure in Chinese history.

 

Confucius is believed to have been born somewhere around 551 BCE. This, remember, was during the time that effective control by the Zhou dynasty was falling apart. During his life, Confucius served as a minor governmental official; he never achieved his desired goal of high office or an influential position. He had to be content with teaching (not actually implementing) his ideals of proper social and political order; these ideas were clearly impacted by the disorder and breakdown he saw taking place during the period of Zhou decline. Those teachings became the basis for an elaborate and complex philosophical system. Confucius, like many of the great teachers and founders in history, did not write any of his ideas down. His ideas and lessons were preserved by eager students and passed down orally, finally taking written form in texts such as The Analects.

One important point to make - Confucius was teaching in the 6th century BCE. Although his ideas gained followers during his life, they did not have a widespread audience and did not have an impact on government until centuries after his death. And, between the period of the 6th century and the 2nd century BCE when the ideas of Confucianism were officially adopted, other thinkers added their interpretations and ideas. The philosophy that ultimately emerged was based on Confucius and later thinkers; Confucianism is the name for this institutionalized and formalized ideology.  In the description below, we address the core ideas of this emerging philosophy of Confucianism as they took root during the Han Dynasty in the 2nd century BCE.
 

HARMONY

At the heart of Confucianism is a simple yet elusive goal - social and political stability, a harmonious society. This emphasis is not surprising if one remembers that Confucius lived in a turbulent age when the feudal structure was breaking down into civil war and violence. The core purpose of his teachings was to outline what was needed for a stable, peaceful community. There are three key features of Confucius' response to this question of how to achieve stability: a secular focus, reverence for tradition and the central role of the family.

SECULARISM:  This is a term we use again in future discussions. Secularism means a focus on humans and their actions, rather than a religious focus on a god (or gods) and their intervention. It is an emphasis on earthly forces and human actions. It does not mean a rejection of religious belief or practices; however in a secular based society, religion or religious issues are not at the core of social and political life. Most Western societies today are secular in nature, as opposed to cultures such as India or ancient Egypt where the thread tying the entire society together is religion. Bottom line, Confucianism was and is not a religion - the solution to social stability was not through the intervention of gods or prayer to the heavens; instead it was to be achieved by humans and how they structured their social and political lives.

TRADITION:  One of the most important features of Confucianism was its focus on the importance and stabilizing function of tradition. The belief was that the achievement of a virtuous citizenry and government, and thus a stable society, was based on the degree to which people maintained proper rituals, traditional relationships, and decorum. The proper and necessary patterns of behavior were determined by tradition - by looking to the past and maintaining those rituals or relations. Thus, in a culture already oriented towards maintaining traditions, Confucianism became the philosophical support for maintaining and strengthening that conservative focus.

FAMILY:  Confucianism stressed the central importance of the family; it was the core or the heart of society. In Confucian thought, there first had to be harmony within the family, then this peace spreads out to the larger society and governmental relations.
 

HUMAN RELATIONSHIPS

One of the fundamental ideas of Confucianism which tied all three of these ideas together was the importance of stable, harmonious human relationships.  Key to this was the Confucian belief that in all human relationships and interactions, there are duties, obligations and rites/rituals that must be observed. These duties are based on tradition, on the past.  If both parties know what is expected (thus the importance of education) and perform their obligations/duties properly, than harmony is achieved.

As an example, one of the most important relationships in the eyes of Confucian adherents was that between father and son. Both parties in this relationship have traditionally based obligations to each other. The father is to protect, provide for and guide the son; the son is to obey, respect and revere the father. When both do what is expected, there is peace. There were other such relationships that were seen as central to social stability. These are often referred to as the Five Cardinal Relationships.  The first three are within the family. They are:

  • father-son
  • husband - wife
  • older brother - younger brother

In each of these relationships, there are obligations and expectations to be met; if these duties are fulfilled, there is harmony between the parties. A pattern is clear in these relationships; there are hierarchical differences to be maintained - age is superior to youth and male is superior to female.  These patterns of the superior status of elders and the dominant social status of men remained prominent traditional beliefs and still underlie social interactions in Chinese culture - to the present day.  Although there were and are obviously several other relationships that make up the family, these three were deemed the principal, or Cardinal, relationships within the family structure.

The other two Cardinal relationships take the concept of traditional duties and obligations, and extend them to the society at large.

  • ruler to ruled (the individual's relationship with the government)
  • friend to friend (community or social relationships)

The same ideas apply - in both of these relationships there are duties to maintain; if tradition is maintained, harmony is achieved.

In the Confucian view, a person has several relationships which make up their social life; in each of these, one must know and follow the traditional duties and rituals.  If a society could educate its citizens in this way, if everyone were educated and brought up to know tradition and followed these traditional patterns of social interaction in all of their relationships, then the society achieved harmony, stability and virtue.  Here is a depiction of the Confucian ideal society:

When the perfect order prevails, the world is like a home shared by all. Virtuous and worthy men are elected to public office...All men love and respect their own parents and children, as well as the parents and children of others. There is caring for the old; there are jobs for the adults; there are nourishment and education for the children. There is a means of support for the widows and the widowers; for all who find themselves alone in the world; and for the disabled.... Intrigues and conniving for ill gain are unknown. Villains such as thieves and robbers do not exist. The door to every home need never be locked and bolted by day or night. These are the characteristics of an ideal world, the commonwealth state."

(The Record of Rites, Book IX)

 

GOOD GOVERNMENT

Not surprisingly (given the interests of its founder) governmental service was held in high esteem in the ideals of Confucianism. One of the five cardinal relationships was ruler to ruled; ruler in this equation meant both the emperor and the bureaucracy that held the country together and gave the emperor his power.

An interesting connection was made during the period of the Han Dynasty - the ancient belief in the Mandate of Heaven was refined to include Confucian concepts. According to Confucian thought, there was an identifiable reason why a ruling dynasty lost the Mandate of Heaven; when an emperor did not fulfill the traditional obligations of a ruler to protect, to establish a stable political order and to avoid the exploitation of citizens, the support of the Heavens was withdrawn.  If an emperor became corrupt, lax, inept, or ruthless (thus not fulfilling the proper, traditional role of the ruler), it was this which led to the loss of citizen support, the loss of heavenly support, and the dynasty would fall.  According to Confucian thought, (which explicitly and officially influenced political life from 200 BCE until the 20th century CE!) the Mandate of Heaven was lost when leaders of a dynasty failed to carry out their proper role and fulfill traditionally based obligations to the people.  The beliefs of Confucianism thus helped to explain and support earlier existing traditions. Recognize the important implication - rulers could not just do as they wished or rule arbitrarily - they must fulfill their duties and obligations based on tradition. Confucianist ideas became the basis for defining good government and the legitimacy of the Emperor.

The second manifestation of "ruler" or government was the bureaucracy - civil servants or public officials. It was extremely important that these officials were ready to fulfill their central important function of ruling, to maintain traditional duties and rites and strive for stability at the level of the state and empire. Preparation for fulfilling this role required exhaustive education based on a firm grounding in the past and tradition. Government officials had to be ready to look to and know the past to sustain those traditions and patterns in the present and future. Thus, there was a conservative emphasis in education, particularly the education of those who were to serve the emperor and the state. The intellectual and political elite studied and grounded themselves in the past and in mastering traditional patterns and rituals.  In other words, for thousands of years, the ruling and cultural elite were chosen and defined by their mastery of tradition and Confucianism - reinforcing a focus on the past.

After years of education in the classics of the Chinese past, and in particular all of the texts and commentaries on Confucian thought, those who aspired to be governmental officials were tested through the "civil service exam".  This was not like any exam you have ever taken!  Recognize how much was at stake - governmental service was the path to higher status, power and wealth for a candidate and his family. For the society at large, the purpose was to select competent and traditional leaders to fulfill one of the Cardinal Relationships - to sustain the stability of the political state. Thus, these exams were extensive and rigorous.  To pass the government service exam, called the Confucian or civil service exam, one had to display the skills of a an educated and cultured gentleman - proficiency in the arts of horsemanship, etiquette, calligraphy, and poetry.  More importantly, however, the candidate had to show complete mastery of the past and traditional scholarship, in particular Confucianism, and other 'classics' identified by Confucian scholars. This mastery was demonstrated by copying out key texts - word for word, and with elegance and decorum!  No bluffing, no writing around a half understood concept! One either knew those pages from the Analects, or the Record of Rites, or other classic texts, or one failed ....period.  Imagine if you were asked to show your knowledge of a classic text by having to write it out word for word.  And what if your penmanship counted!  Clearly, those who passed and became government officials reflected a conservative training and outlook.

It was during the Han Dynasty (202 BCE - 220 CE) that the first universities were built, and the first civil service exam was given. Thus, beginning with the Han Dynasty, the entire political and educational system began to be dominated by the ideas of Confucianism.  Chinese education, selection of leadership, and the dynastic cycle of imperial rule all became rooted in Confucian ideas and interpretations.  Thus, as a result of the increasing influence and acceptance of Confucian ideas during the Han Dynasty, China emerged as a conservative culture not only in terms of family relations but also in terms of its institutions and leadership. These were defining characteristics of Chinese civilization from the early period of the Han Dynasty until the early decades of the 20th century! For most of those centuries, this traditional emphasis provided China with the cultural strength to survive political upheaval, outside invasion and the challenges of changing times. A traditional focus also enabled the Chinese to achieve a continuity not equaled by any other prominent civilization. There will come a time when China suffers due to this conservative emphasis and found itself overwhelmed by outside military and technological forces, but that did not occur until the British disrupted these traditional patterns in the 1800's CE!

This is only a brief overview of this influential philosophical aspect of Chinese civilization - however you should have a sense of why China is termed a Confucian society.  In fact, "Confucian" is also used to describe later developing societies that were deeply influenced by China including Korea, Japan and cultures in southeast Asia.

As important as Confucian thought was to the development of China, it would be incomplete in this unit to only talk about the influence of the secular, social philosophy of Confucianism on ancient China.   Born out of the same turbulent setting that produced Confucius was another influential school of thought – Daoism (Taoism). Daoism also took root during early centuries in China and continued to influence Chinese culture and developments to the present day. This belief system complemented rather than competed with the ideas of Confucius. We address this philosophical tradition in the next chapter.


Interesting Related Web Sites

Ancient Dynasties
Full Translation of the Analects


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