CHAPTER THREE

COLONIAL EXPANSION INTO ASIA


New Imperialism produced aggressive, expansionary actions by industrial powers in Asia and the Pacific in the 19th century, resulting in dramatic transformations. From 1800 - 1900, regions which were still independent could no longer stave off colonial forces. In Southeast Asia France moved into Laos, Vietnam, and CambodiaBritain, from its base in India, drove deep into Afghanistan and Burma (Myanmar). In Indonesia, the Dutch, used their territorial hold in Java as a base to sweep across the rest of this territory bringing close to 3,000 miles of territory under its colonial rule. Pacific Island communities came under the German, British, French and U.S. control.(see map) Each of these episodes were violent, complex, and produced legacies we continue to confront today. In these final two chapters, we focus on China and Japan to demonstrate the significant and irreversible impact of New Imperialism on these civilizations.  

CHINA AND JAPAN

Even the strongest Asian powers were profoundly impacted by the era of New Imperialism. China and Japan entered the 19th century as autonomous, regional powers, fiercely protecting the integrity of their borders. Both powers had for centuries maintained a foreign/economic policy based on semi-seclusion and strictly limited contact with the West.  However, by the mid-1800's, due to increasing pressure from industrialized Western powers, both China and Japan experienced political rebellion, economic vulnerability, and loss of sovereignty. The leadership in China was ineffective and slow in its response to the aggressive challenges represented by Western powers. Japan, on the other hand, while initially vulnerable, recovered from initial losses and was ultimately able to recover its sovereignty - and even join in the imperial race. 

Asian power and political relations were thus drastically transformed as a result of colonial impact. By the early 20th century, China, for centuries the dominant power in Asia, was in the throes of revolution and decline. Japan, traditionally a marginal presence, responded to Western intrusion by adopting ideas and knowledge and created an industrial military base of power, emerging as a competitor in Asian/Pacific colonial affairs.  We focus on China first, then compare this experience to Japan to better understand these significant consequences for Asian societies.

CH'ING DYNASTY

For centuries, China traded on a limited basis, with the West, largely through Silk Road land routes and "middlemen" states.  Even with the advent of European sea expansion and sea based trade, China kept Western trading powers at arms length. Under the Ch'ing Dynasty (1644-1912), China maintained strictly limited interaction with the West through several restrictive policies:

  • In the early 1800's, there were still only two port cities (Canton and Macao) open to Western ships
  • Foreign/Western merchants were not allowed to buy property or establish a permanent presence on Chinese soil
  • There was virtually no travel outside of these trading cities - the rest of the country was closed to foreigners
  • Families and missionaries were not allowed in, since these groups symbolized a permanent Western presence
  • Western merchants had to trade though state protected monopolies
  • State officials kept a close eye on ships and crew when in port
  • Once trading was done, foreigners were expected to leave immediately

 

Europeans, in particular the British, were increasingly frustrated by these limitations. Access to Chinese markets was obviously minimal; moving goods deeper into the country from these southern ports resulted in higher costs and few buyers. Further, the Chinese government and people showed little interest in European goods or even diplomatic interaction with the West. (see 18th century Chinese depiction of a British sailor!)
 

THE "OPIUM WAR"

Tensions increased in the 19th century as European appetites for Chinese goods kept growing. The Chinese were not reciprocating by buying European goods. The Chinese maintained a steady export to Europe of luxury products such as porcelains and silk, and of course tea. In return, the Chinese demanded ‘cash’ – or more specifically, scarce silver. The fact that few European goods were purchased meant that this silver did not flow back to the West.  There was a growing frustration with this situation and strong desire to open up China as a stronger market.  Due to the power and economic goals fueled by industrialization, Western countries became even more determined to tap into the potentially enormous Chinese market to mass produced goods and correct this trade imbalance. Recognize, the primary Western / British goal in pressuring China in the 19th century was not to grab colonial control of territory, but rather to open up China's markets to the flood of industrial goods. Unlike the colonial experience in Africa, European New Imperialists in China were not interested in territorial possession, but rather political and economic influence and control.

China for decades ignored Western concerns about the lopsided flow of silver. When special envoys came (since China did not allow a standing, permanent "barbarian" diplomatic presence), the Chinese response was dismissive and disdainful (see letter sent to British monarchy). Then, the British discovered something the Chinese would buy - opium. Sale of this product solved the British silver problem; opium could be grown cheaply in the colony of India, and sold, for silver, to a constant and ever growing group of addicts. The Ch'ing emperor banned the sale of this product to protect subjects from its debilitating effects, and to stop silver from flowing back to Britain. The British ignored this ban and became opium smugglers. Resulting tensions between Chinese officials and British merchants/sailors finally erupted in 1839 into outright war. This war, called the Anglo-Chinese War or more commonly the Opium War, was basically a battle over access to markets and economic control. China was fighting to maintain control of its borders and economy; the British fought to open up China to ensure this massive market for their goods - primarily industrial products.
 

"UNFAIR TREATIES"

The result was never really in doubt. The industrialized British navy bombed defenseless coastal cities; non-industrialized China found itself hopelessly overpowered. In 1842, China was forced to submit to the harsh terms of the Treaty of Nanking. This treaty reflected the drastic imbalance in military and economic power between these two countries. China made all the concessions, including giving over control of the strategic island of Hong Kong to the British. The British rapidly made this island a base for its Asian operations. (In fact, British political and cultural dominance continued until 1997 - when control reverted back to China; British rule in Hong Kong was a lingering remnant of this period until the late 20th century.)

Under the terms of the Treaty of Nanking, China was also forced to open up four more ports to British (and other Western) ships. Foreigners were allowed to buy property and travel relatively freely in China. Foreign families would be allowed to own property and settle on Chinese soil. And ultimately, it was determined that foreign citizens such as the British would be regulated by their own laws and courts (the policy of extra-territoriality); this meant loss of Chinese legal control over foreigners in its borders. Other industrialized powers such as the U.S. and France quickly stepped in and demanded (and received) the same concessions. In essence, China lost the ability to regulate its own trade and borders and lost control over the foreigners in its territory - an obvious loss of sovereignty (autonomy).

The reaction of the Chinese government and people was of course anger and frustration. After thousands of years of strength and cultural pride, the "Middle Kingdom" found itself vulnerable, forced to submit to the demands of outside "barbarians". In fact, continued resistance and hostility towards Westerners ultimately led to continued clashes. Again, easy Western victory ushered in a number of additional "harsh" or "unfair" treaties, including the Treaty of Tientsin (1860). These treaties further stripped China of power.  As a result of this later treaty, 11 more port cities opened (effectively opening up the entire coastline), and missionaries were to be allowed to travel the interior and build permanent structures. The sale of opium was legalized.

By 1860, China was no longer sovereign, no longer in complete control of its borders and laws. Even though a Chinese emperor still ruled, the fact is that the Ch'ing leadership was forced to make continual concessions to Western desires for greater access to markets. And control was not just exerted by the British; by the end of the century, France, the U.S. and Germany had demanded and received similar concessions, strongly influencing Chinese economic policy.

China also lost territory. Although not partitioned and occupied like Africa, aggressive powers saw the decline and vulnerability of China as an opportunity to move in, encroaching from all sides.  This shrinking of the Chinese Empire and state was called the "carving of the melon." (see map)

  • The British moved in from the West claiming Chinese territories bordering India and Burma
  • France moved into regions of Indo-China that had traditionally been Chinese tribute states
  • Russia moved into Manchuria in the North
  • Japan (discussed next chapter) displayed the success of its industrial revolution by defeating China in the Sino-Japanese war (1894-1895) and seizing Formosa (Taiwan) (see map)

The United States, which had a strong interest in the Chinese market, did try to prevent all-out colonial land grab (which would result in U.S. loss of access to markets). It advocated an "Open Door" of access and competition in China - so U.S. goods could enter and compete, successfully, in this massive market. This U.S. position of limiting direct territorial control so their goods could compete is credited by some analysts as stalling Europeans from pursuing outright territorial conquest, and an important reason why China remained under Chinese leadership. The fundamental fact was actual independent control and sovereignty was lost; Chinese leaders were forced to answer to outside pressures and dictates.  

REBELLION

Tremendous frustration resulted from this loss of control and autonomy. Rebellions erupted in the country; riotous violence was directed at the hated presence of Westerners, but also aimed at the Ch'ing Dynasty which allowed this humiliation. The Taiping rebellion was a massive uprising which erupted in 1850 and this rebellion in the countryside was not fully subdued until 1864! In 1900, the Boxer rebellion broke out, another massive revolt vividly indicating anti-Ch'ing and anti-foreign passions. (see discussion)

The response of the Ch'ing leadership to the devastating erosion of power and control was conservative. Remember, China built its power and wealth on the bedrock of a traditional, conservative focus. Even in the face of the serious threat from industrial powers, only a few voices were ready to call into question the conservative, traditional policies going back millennia.

Those reformers who did advocate dramatic changes to strengthen China's position vis a vis the West were rarely heard nor given sufficient opportunity to pursue that response. There was an attempt at a "self-strengthening" movement to build up power and modernize military weaponry, but this initiative failed due to corruption and inadequate governmental support. At the end of the century, a group of reformers pushed for an ambitious program of change based on Western texts and social sciences. They gained brief political influence in 1898 and pursued internal changes but were ultimately stopped; this brief flurry of reform is called, tellingly, the "hundred days of reform".

In fact, it was not until 1905 that a true break with the past occurred in areas of education and power. The civil service (Confucian) exam system was abolished. This exam, which emphasized mastery of tradition and ancient classics, had been used to select governmental officials since the Han Dynasty (206 BC - 220 AD).  Abandoning this system of leadership selection was a visible step away from a traditional focus. Texts from the West and Japan were now widely translated.  After 1905, students were finally sent to other countries to study Western knowledge and power, for example students studied in Britain, the U.S. and even Japan, (which had undergone reform decades earlier). However, these reform measures were too little, too late; they are referred to as "eleventh hour" actions. Rebellion continued, the humiliating loss of power to Western countries persisted, and in 1911, the Ch'ing Dynasty, having clearly lost the "Mandate of Heaven", collapsed. (see edict of abdication)

Recognize, the collapse of this Dynasty represented much more than the end of a dynasty (which had happened several times in Chinese history.) This was the end of the dynastic system itself, the end of the "Emperor" which was the basis of Chinese leadership dating back to 221 BC.   No new dynasty arose - the bureaucratic system and central control itself collapsed; an imperial system dating back thousands of years, ended forever. Thus, China entered the 20th century in a state of disarray and instability. With the end of the Confucian exam system and the collapse of the dynasty, effective central control ended.

From 1911 into the 1920's, competing groups attempted to implement their vision of China's future. Some attempted to restore some kind of modified monarchy and reestablish elements of the traditional structure. In far flung regions, powerful families simply took advantage of the collapse of the dynasty to seize and consolidate local power - these were the "war lords", who reverted back to an almost feudal situation in parts of the countryside. Reformers like Dr. Sun Yat-Sen (who spent time studying in Hawai'i) advocated adopting the democratic ideals of the West and worked with others to create a Republic.  Another important group emerged in this chaotic situation, advocating an even more radical Western ideology to apply to China's ills. Citing the ideas of Marxist socialism, the Chinese Communist party was founded in 1921 and advocated drastic renunciation of traditional society, and revolutionary socialist restructuring of the society.

Violence, instability and civil conflict erupted in the vacuum created by the collapse of the Ch'ing Dynasty and the traditional state system.  The struggle to find a new political and social model to stabilize China and restore true sovereignty continued well into the 20th century. The pressures of New Imperialism and industrial intrusion dramatically contributed to the destruction of the traditional foundations of a great empire which had lasted for over two thousand years.  This collapse propelled Chinese civilization into the 20th century in a state of weakness, instability and uncertainty.


INTERESTING WEB SITES

IMPERIALISM : INTERNET SOURCES
CH'ING CHINA
EAST ASIAN INTERNET SOURCEBOOK


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